Luk, Yim Ling (SFC:AGD556) 陸艷玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ko's Brother (Securities) Company | Rep | Advising on corporate finance | 2003-05-28 | |
| 2 | Ko's Brother (Securities) Company | Rep | Advising on securities | 2003-05-28 | |
| 3 | Ko's Brother (Securities) Company | Rep | Asset management | 2003-05-28 | |
| 4 | Ko's Brother (Securities) Company | Rep | Dealing in securities | 2003-06-20 | |
| 5 | KO'S BROTHER SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-07-08 | 2020-04-06 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-04-21 | 2021-03-12 |
| 7 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2021-03-29 |
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