Leung, Lawrence 梁偉澤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-03-16 | 2005-05-04 |
2 | CLSA Premium International (HK) Limited | Rep | Leveraged foreign exchange trading | 2009-06-15 | 2011-12-12 |
3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-03-16 | 2005-05-04 |
4 | HSBC GUYERZELLER FAR EAST LIMITED | Rep | Dealing in securities | 2008-06-16 | 2008-07-21 |
5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2011-12-21 | 2013-07-13 | Rep | Dealing in securities | 2011-12-21 | 2013-07-13 |
6 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-12-21 | 2013-07-13 |
7 | Newedge Broker Limited | Rep | Automated trading services | 2004-06-04 | 2004-07-06 | Rep | Dealing in futures contracts | 2004-06-04 | 2004-07-06 | Rep | Dealing in securities | 2004-06-04 | 2004-07-06 |
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