Tsao, Yung Chiu 邵榮秋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Capital International (Hong Kong) Co., Limited | Rep | Advising on corporate finance | 2004-03-30 | Rep | Advising on securities | 2004-03-30 | Rep | Asset management | 2004-03-30 | Rep | Dealing in securities | 2007-06-15 |
| 2 | KWAN YICK SECURITIES (INT'L) LIMITED | Rep | Dealing in securities | 2007-06-20 | 2015-06-03 |
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