Kuo, Peter C
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Cowen and Company (Asia) Limited | Rep | Advising on corporate finance | 2010-05-18 | 2010-07-08 | Rep | Advising on securities | 2010-05-18 | 2010-07-08 | RO | Advising on corporate finance | 2010-07-08 | 2011-05-24 | RO | Advising on securities | 2010-07-08 | 2011-05-24 |
| 2 | Darby Asia Import/Export Limited | RO | Advising on corporate finance | 2009-04-22 | 2009-12-31 | RO | Dealing in securities | 2009-04-22 | 2009-12-31 |
| 3 | LAZARD ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2011-07-11 | 2011-08-03 | Rep | Advising on securities | 2011-07-11 | 2011-08-03 | RO | Advising on corporate finance | 2011-08-03 | 2017-03-31 | RO | Advising on securities | 2011-08-03 | 2017-03-31 | RO | Dealing in securities | 2011-08-03 | 2017-03-31 |
| 4 | Susquehanna Financial Group, LLLP | Rep | Advising on corporate finance | 2008-09-12 | 2009-03-11 | Rep | Dealing in securities | 2008-09-12 | 2009-03-11 |
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