Ng, Alexander Kwong 伍剛

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Daiwa Capital Markets Hong Kong Limited Rep Advising on corporate finance 2006-06-29 2007-10-19
Rep Dealing in securities 2006-06-29 2007-10-19
2 LAZARD ASIA (HONG KONG) LIMITED Rep Advising on corporate finance 2007-11-14 2013-08-31
Rep Dealing in securities 2007-11-14 2013-08-31
Rep Advising on securities 2007-12-14 2013-08-31
3 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on securities 2004-07-19 2006-06-02

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