Cheng, Conrad Kam Wah 鄭錦華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bosera Asset Management (International) Co., Limited | Rep | Advising on securities | 2014-03-03 | 2014-03-21 | Rep | Asset management | 2014-03-03 | 2014-03-21 | Rep | Dealing in securities | 2014-03-03 | 2014-03-21 | RO | Advising on securities | 2014-03-21 | 2016-06-30 | RO | Asset management | 2014-03-21 | 2016-06-30 | RO | Dealing in securities | 2014-03-21 | 2016-06-30 |
| 2 | Cynosure Asset Management Hong Kong Limited | RO | Advising on securities | 2010-05-11 | 2014-03-03 | RO | Asset management | 2010-05-11 | 2014-03-03 | RO | Dealing in securities | 2010-05-11 | 2014-03-03 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-20 | Rep | Advising on securities | 2005-06-15 | Rep | Asset management | 2005-06-15 | Rep | Dealing in securities | 2005-06-15 | Rep | Advising on securities | 2009-08-26 | 2010-01-12 | Rep | Asset management | 2009-08-26 | 2010-01-12 | Rep | Dealing in securities | 2009-08-26 | 2010-01-12 |
| 4 | FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2017-08-25 | 2017-12-31 |
| 5 | Funderstone Futures Limited | RO | Asset management | 2013-03-05 | 2014-03-03 |
| 6 | Funderstone Securities Limited | RO | Advising on securities | 2013-03-05 | 2014-03-03 | RO | Asset management | 2013-03-05 | 2014-03-03 |
| 7 | INFINITY STRATEGIC ADVISORS LIMITED | RO | Advising on securities | 2006-02-16 | 2008-04-30 | RO | Asset management | 2006-02-16 | 2008-04-30 |
| 8 | INNO Seresia Asset Management Limited | RO | Advising on securities | 2019-02-01 | RO | Asset management | 2019-02-01 |
| 9 | Red Gate Asset Management Company Limited | Rep | Advising on securities | 2016-08-26 | 2016-09-28 | Rep | Asset management | 2016-08-26 | 2016-09-28 | RO | Advising on securities | 2016-09-28 | 2017-07-01 | RO | Asset management | 2016-09-28 | 2017-07-01 |
| 10 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on securities | 2008-05-19 | 2009-07-09 | Rep | Asset management | 2008-05-19 | 2009-07-09 | Rep | Dealing in securities | 2008-06-13 | 2009-07-09 |
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