Kwok, Stanley Wai Leung 郭偉良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Cynosure Asset Management Hong Kong Limited | RO | Advising on securities | 2010-03-15 | 2013-12-19 | RO | Asset management | 2010-03-15 | 2013-12-19 | RO | Advising on corporate finance | 2012-08-17 | 2013-04-26 | RO | Dealing in securities | 2012-08-17 | 2013-12-19 |
| 2 | Funderstone Futures Limited | RO | Asset management | 2013-03-05 | 2013-08-21 |
| 3 | Funderstone Securities Limited | RO | Advising on securities | 2013-03-05 | 2013-08-21 | RO | Asset management | 2013-03-05 | 2013-08-21 |
| 4 | MOUNT LOGAN CAPITAL LIMITED | Rep | Advising on securities | 2016-10-26 | 2017-03-31 | Rep | Asset management | 2016-10-26 | 2017-03-31 | RO | Advising on securities | 2017-03-31 | RO | Asset management | 2017-03-31 |
| 5 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2003-05-23 | 2009-06-16 | Rep | Advising on securities | 2003-05-23 | 2009-06-16 | Rep | Asset management | 2003-05-23 | 2009-06-16 |
| 6 | TUNG TAI ASSET MANAGEMENT LIMITED | RO | Asset management | 2016-07-06 | 2016-10-17 |
| 7 | TUNG TAI SECURITIES COMPANY LIMITED | RO | Advising on securities | 2016-07-06 | 2016-10-17 | RO | Dealing in securities | 2016-07-06 | 2016-10-17 |
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