Lai, Francis Alvin Shu Fun 黎樹勳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2005-05-18 | |
| 2 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2004-12-21 | |
| 3 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Asset management | 2004-12-21 | |
| 4 | PLATINUM SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2005-05-18 | 2006-09-15 |
| 5 | Cushman & Wakefield Capital Asia (HK) Limited | RO | Advising on corporate finance | 2008-03-05 | 2010-01-31 |
| 6 | Tenacity Partners Limited | RO | Advising on corporate finance | 2010-08-13 | 2013-04-26 |
| 7 | Opus Capital Limited (HK) | RO | Advising on corporate finance | 2014-08-18 | |
| 8 | PLATINUM SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2005-08-17 | 2006-09-15 |
| 9 | Cushman & Wakefield Capital Asia (HK) Limited | RO | Dealing in securities | 2008-03-05 | 2010-01-31 |
| 10 | Tenacity Partners Limited | RO | Dealing in securities | 2010-08-13 | 2013-04-26 |
| 11 | Opus Capital Limited (HK) | RO | Dealing in securities | 2014-08-18 | 2022-12-10 |
| 12 | Opus Securities Limited | RO | Dealing in securities | 2022-11-23 |
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