Kwok, Yin Yee 郭硯貽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-09-19 | 2007-09-14 | Rep | Advising on securities | 2006-09-19 | 2007-09-14 | Rep | Dealing in securities | 2006-09-19 | 2007-09-14 |
| 2 | LONGREACH GROUP LIMITED (THE) | Rep | Advising on securities | 2008-03-27 | 2011-01-19 | Rep | Asset management | 2008-04-07 | 2011-01-19 | RO | Advising on securities | 2011-01-19 | 2016-03-30 | RO | Asset management | 2011-01-19 | 2016-03-30 |
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