Tsoi, Andes Fai Tin 蔡揮田

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 TOPPER DRAGON SECURITIES LIMITED RO Dealing in securities 2020-09-21
2 CORPORATE COMMODITIES LIMITED Rep Advising on futures contracts 2004-02-18
3 CORPORATE COMMODITIES LIMITED Rep Asset management 2004-02-18
4 CORPORATE BROKERS LIMITED Rep Advising on corporate finance 2004-02-19
5 CORPORATE BROKERS LIMITED Rep Advising on securities 2004-02-19
6 CORPORATE BROKERS LIMITED Rep Asset management 2004-02-19
7 CORPORATE BROKERS LIMITED Rep Automated trading services 2004-02-19
8 CORPORATE BROKERS LIMITED Rep Dealing in securities 2004-09-30
9 CORPORATE COMMODITIES LIMITED Rep Dealing in futures contracts 2004-09-30
10 HENYEP SECURITIES LIMITED Rep Dealing in securities 2004-10-05 2004-11-02
11 HENYEP SECURITIES LIMITED RO Automated trading services 2004-11-02 2004-12-14
12 HENYEP SECURITIES LIMITED RO Dealing in securities 2004-11-02 2006-09-15
13 KING FOOK SECURITIES COMPANY LIMITED Rep Dealing in securities 2006-09-29 2006-12-21
14 KING FOOK COMMODITIES COMPANY LIMITED Rep Dealing in futures contracts 2007-02-06 2007-04-20
15 KING FOOK SECURITIES COMPANY LIMITED RO Dealing in securities 2006-12-21 2008-06-12
16 KING FOOK COMMODITIES COMPANY LIMITED RO Dealing in futures contracts 2007-04-20 2008-06-12
17 CLC SECURITIES LIMITED RO Dealing in securities 2008-06-16 2010-07-14
18 VISION FINANCE (SECURITIES) LIMITED Rep Dealing in securities 2010-07-15 2010-08-19
19 VISION FINANCE (SECURITIES) LIMITED RO Dealing in securities 2010-08-19 2011-01-26
20 LT Securities Limited RO Dealing in futures contracts 2011-04-01 2015-09-07
21 LT Securities Limited RO Dealing in securities 2011-04-01 2015-09-07
22 LT Finance Management Limited RO Advising on securities 2012-12-10 2015-09-07
23 LT Finance Management Limited RO Advising on futures contracts 2013-08-26 2015-09-07
24 KOALA SECURITIES LIMITED RO Dealing in securities 2015-09-09 2017-05-31
25 KOALA SECURITIES LIMITED RO Advising on securities 2016-08-15 2017-05-31
26 Yellow River Securities Limited RO Dealing in securities 2017-06-01 2020-02-15
27 Zeus Asset Management Limited (HK) Rep Advising on securities 2020-02-20 2020-02-24
28 Zeus Securities Limited (HK) Rep Dealing in securities 2020-02-20 2020-02-24
29 Zeus Asset Management Limited (HK) Rep Asset management 2020-02-20 2020-09-12
30 Zeus Asset Management Limited (HK) RO Advising on securities 2020-02-24 2020-09-12
31 Zeus Securities Limited (HK) RO Dealing in securities 2020-02-24 2020-09-12
32 TOPPER DRAGON SECURITIES LIMITED Rep Dealing in securities 2020-09-14 2020-09-21

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