Wong, Siu Man (SFC:APR830) 王筱雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MALAHON SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-08 | 2009-09-30 | Rep | Dealing in securities | 2009-12-02 | 2018-01-17 |
| 2 | Po Tai Securities (Hong Kong) Limited | Rep | Advising on securities | 2019-05-23 | 2019-05-27 | Rep | Dealing in securities | 2019-05-23 | 2019-05-27 | RO | Advising on securities | 2019-05-27 | 2019-11-30 | RO | Dealing in securities | 2019-05-27 | 2019-11-30 |
| 3 | RUIFENG SECURITIES LIMITED | Rep | Advising on securities | 2019-12-30 | 2020-02-12 | Rep | Dealing in securities | 2019-12-30 | 2020-02-12 | RO | Advising on securities | 2020-02-12 | 2021-02-28 | RO | Dealing in securities | 2020-02-12 | 2021-02-28 | Rep | Asset management | 2020-03-25 | 2021-02-28 |
| 4 | SINO CAPITAL SECURITIES LIMITED | RO | Dealing in securities | 2021-07-19 | |
| 5 | Vantage New Generation Securities Limited | Rep | Dealing in securities | 2018-02-01 | 2018-03-02 | RO | Advising on securities | 2018-03-02 | 2019-05-15 | RO | Dealing in securities | 2018-03-02 | 2019-05-15 |
| 6 | ZUNDIAO SECURITIES LIMITED | Rep | Advising on securities | 2021-04-09 | 2021-04-28 | Rep | Dealing in securities | 2021-04-09 | 2021-04-28 | RO | Advising on securities | 2021-04-28 | 2021-06-01 | RO | Dealing in securities | 2021-04-28 | 2021-06-01 |
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