Kay, Fara Yuen Ling 紀婉玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPE ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2008-02-18 | 2011-05-13 | Rep | Advising on securities | 2008-02-18 | 2011-05-13 | Rep | Asset management | 2008-02-18 | 2011-05-13 |
| 2 | Mitsubishi UFJ Investment Services (HK) Limited | Rep | Advising on securities | 2011-06-30 | 2017-08-10 |
| 3 | OC Consultants Limited (HK) | RO | Advising on securities | 2019-01-28 | 2019-10-31 | RO | Asset management | 2019-01-28 | 2019-10-31 |
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