Ho, Dick Wai Leung 何偉良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | Rep | Advising on securities | 2011-09-14 | 2012-11-01 | Rep | Asset management | 2011-09-14 | 2013-08-21 | Rep | Dealing in securities | 2011-09-14 | 2013-08-21 | RO | Advising on securities | 2012-11-01 | 2016-11-01 | RO | Asset management | 2013-08-21 | 2016-11-01 | RO | Dealing in securities | 2013-08-21 | 2016-11-01 |
| 2 | MONEY CONCEPTS (ASIA) LIMITED | Rep | Advising on corporate finance | 2005-05-03 | Rep | Asset management | 2005-05-03 | Rep | Advising on securities | 2011-08-12 |
| 3 | MONEY CONCEPTS ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2016-02-18 | 2016-11-01 | RO | Asset management | 2016-02-18 | 2016-11-01 | RO | Dealing in securities | 2016-02-18 | 2016-11-01 |
| 4 | Thoth Investment Management Limited | RO | Asset management | 2016-11-22 | 2018-10-06 |
| 5 | Zhanlin Securities Limited | RO | Dealing in securities | 2018-10-23 | RO | Advising on securities | 2020-09-23 | RO | Asset management | 2020-09-23 |
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