Lau, Patrick Wai Ming 劉維銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-01-10 | 2017-03-31 |
| 2 | MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | Rep | Advising on securities | 2011-09-14 | 2012-12-03 | Rep | Asset management | 2011-09-14 | 2012-12-03 | Rep | Dealing in securities | 2011-09-14 | 2012-12-03 | RO | Advising on securities | 2012-12-03 | 2013-06-03 | RO | Asset management | 2012-12-03 | 2013-06-03 | RO | Dealing in securities | 2012-12-03 | 2013-06-03 | Rep | Advising on securities | 2014-06-16 | 2016-11-21 | Rep | Asset management | 2014-06-16 | 2016-11-21 | Rep | Dealing in securities | 2014-06-16 | 2016-11-21 | Rep | Advising on securities | 2017-04-28 | Rep | Asset management | 2017-04-28 | Rep | Dealing in securities | 2017-04-28 |
| 3 | MONEY CONCEPTS (ASIA) LIMITED | Rep | Advising on securities | 2010-09-16 | 2011-08-12 | Rep | Asset management | 2010-09-16 | 2011-08-12 |
| 4 | PATTERSON FINANCIAL SERVICES LIMITED | Rep | Advising on securities | 2006-02-22 | 2009-03-20 |
| 5 | REDFORD SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-06 | 2009-10-15 |
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