Lee, Chui Shan (SFC:AWO107) 李翠珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Keptain Securities and Asset Management Limited | Rep | Asset management | 2013-09-19 | 2019-01-23 | Rep | Dealing in securities | 2013-09-19 | 2019-01-23 |
| 2 | MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | Rep | Advising on securities | 2011-09-14 | 2013-07-01 | Rep | Asset management | 2011-09-14 | 2013-07-01 | Rep | Dealing in securities | 2011-09-14 | 2013-07-01 |
| 3 | MONEY CONCEPTS (ASIA) LIMITED | Rep | Advising on securities | 2011-01-24 | 2011-08-12 | Rep | Asset management | 2011-01-24 | 2011-08-12 |
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