Tse, Kevin Ka Bun 謝嘉斌

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 AXA Investment Managers Asia Limited Rep Asset management 2022-02-21 2022-06-27
Rep Dealing in futures contracts 2022-02-21 2022-06-27
Rep Dealing in securities 2022-02-21 2022-06-27
Rep Leveraged foreign exchange trading 2022-02-21 2022-06-27
RO Asset management 2022-06-27
RO Dealing in futures contracts 2022-06-27
RO Dealing in securities 2022-06-27
RO Leveraged foreign exchange trading 2022-06-27
2 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED Rep Leveraged foreign exchange trading 2003-10-14 2005-09-21
3 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Leveraged foreign exchange trading 2005-09-21 2005-12-14
4 ORTUS CAPITAL MANAGEMENT LIMITED Rep Asset management 2006-05-10 2013-01-29
RO Asset management 2013-01-29 2022-02-04

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