Tse, Kevin Ka Bun 謝嘉斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ORTUS CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2006-05-10 | 2013-01-29 | ORTUS CAPITAL MANAGEMENT LIMITED | RO | 2013-01-29 | 2022-02-04 | AXA Investment Managers Asia Limited | Rep | 2022-02-21 | 2022-06-27 | AXA Investment Managers Asia Limited | RO | 2022-06-27 |
| 2 | AXA Investment Managers Asia Limited | Rep | Dealing in futures contracts | 2022-02-21 | 2022-06-27 | AXA Investment Managers Asia Limited | RO | 2022-06-27 |
| 3 | AXA Investment Managers Asia Limited | Rep | Dealing in securities | 2022-02-21 | 2022-06-27 | AXA Investment Managers Asia Limited | RO | 2022-06-27 |
| 4 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-10-14 | 2005-09-21 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 2005-09-21 | 2005-12-14 | AXA Investment Managers Asia Limited | Rep | 2022-02-21 | 2022-06-27 | AXA Investment Managers Asia Limited | RO | 2022-06-27 |
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