Lawrence, John David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AP Asset Management (HK) Limited | Rep | Advising on securities | 2004-09-03 | 2007-05-18 | Rep | Asset management | 2004-09-03 | 2007-05-18 | Rep | Dealing in securities | 2004-12-03 | 2007-05-18 | RO | Advising on securities | 2007-05-18 | 2008-09-26 | RO | Asset management | 2007-05-18 | 2008-09-26 | RO | Dealing in securities | 2007-05-18 | 2008-09-26 |
| 2 | PFC INTERNATIONAL COMPANY LIMITED | RO | Advising on securities | 2008-07-29 | 2012-04-17 | RO | Asset management | 2008-07-29 | 2012-04-17 | RO | Dealing in securities | 2008-07-29 | 2012-04-17 | Rep | Advising on securities | 2012-04-17 | 2014-10-09 | Rep | Asset management | 2012-04-17 | 2014-10-09 | Rep | Dealing in securities | 2012-04-17 | 2014-10-09 |
| 3 | UKFP (Asia) HK Limited | RO | Advising on corporate finance | 2004-08-30 | RO | Advising on securities | 2004-09-03 | RO | Asset management | 2004-09-03 | RO | Dealing in securities | 2004-09-03 |
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