Tai, Pak Kin (SFC:ACE795) 戴伯乾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AP Asset Management (HK) Limited | Rep | Advising on securities | 2004-09-03 | 2008-09-26 | Rep | Asset management | 2004-09-03 | 2008-09-26 | Rep | Dealing in securities | 2004-12-03 | 2008-09-26 |
| 2 | AUSPICIOUS CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2019-05-10 | 2019-06-10 | RO | Asset management | 2019-06-10 | 2019-10-02 |
| 3 | China Credit International Securities Co., Limited | RO | Advising on securities | 2019-02-22 | 2019-04-04 | RO | Asset management | 2019-02-22 | 2019-04-04 |
| 4 | HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2023-07-07 | 2023-12-04 | RO | Asset management | 2023-07-07 | 2023-12-04 |
| 5 | PFC INTERNATIONAL COMPANY LIMITED | RO | Advising on securities | 2008-07-29 | 2019-01-31 | RO | Asset management | 2008-07-29 | 2019-01-31 | RO | Dealing in securities | 2008-07-29 | 2019-01-31 |
| 6 | SPARC CAPITAL MANAGEMENT LIMITED | RO | Dealing in securities | 2020-07-31 | 2021-01-07 | RO | Advising on securities | 2020-07-31 | 2022-05-06 | RO | Asset management | 2020-07-31 | 2022-05-06 |
| 7 | UKFP (Asia) HK Limited | Rep | Advising on corporate finance | 2004-08-14 | Rep | Advising on securities | 2004-08-17 | Rep | Asset management | 2004-08-17 | Rep | Dealing in securities | 2004-08-17 |
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