Chiu, Sung Yip 趙崇業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AP Asset Management (HK) Limited | Rep | Advising on securities | 2004-10-28 | 2008-09-26 | Rep | Asset management | 2004-10-28 | 2008-09-26 | Rep | Dealing in securities | 2004-10-28 | 2008-09-26 |
| 2 | CBH Asia Limited | Rep | Advising on securities | 2020-04-27 | Rep | Asset management | 2020-04-27 | Rep | Dealing in securities | 2020-04-27 |
| 3 | PFC INTERNATIONAL COMPANY LIMITED | Rep | Advising on securities | 2008-08-04 | 2016-12-09 | Rep | Asset management | 2008-08-04 | 2016-12-09 | Rep | Dealing in securities | 2008-08-04 | 2016-12-09 | RO | Advising on securities | 2016-12-09 | 2019-12-31 | RO | Asset management | 2016-12-09 | 2019-12-31 | RO | Dealing in securities | 2016-12-09 | 2019-12-31 |
| 4 | UKFP (Asia) HK Limited | Rep | Advising on corporate finance | 2004-05-24 | Rep | Advising on securities | 2004-10-01 | Rep | Asset management | 2004-10-01 | Rep | Dealing in securities | 2004-10-01 |
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