Marriott, Paula Patricia
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UKFP (Asia) HK Limited | Rep | Advising on corporate finance | 2004-08-14 | |
| 2 | UKFP (Asia) HK Limited | Rep | Asset management | 2004-08-14 | |
| 3 | UKFP (Asia) HK Limited | Rep | Advising on securities | 2004-08-16 | |
| 4 | UKFP (Asia) HK Limited | Rep | Dealing in securities | 2004-08-16 | |
| 5 | AP Asset Management (HK) Limited | Rep | Advising on securities | 2004-09-03 | 2008-09-26 |
| 6 | AP Asset Management (HK) Limited | Rep | Asset management | 2004-09-03 | 2008-09-26 |
| 7 | AP Asset Management (HK) Limited | Rep | Dealing in securities | 2004-12-17 | 2008-09-26 |
| 8 | PFC INTERNATIONAL COMPANY LIMITED | Rep | Advising on securities | 2008-08-04 | 2019-06-06 |
| 9 | PFC INTERNATIONAL COMPANY LIMITED | Rep | Asset management | 2008-08-04 | 2019-06-06 |
| 10 | PFC INTERNATIONAL COMPANY LIMITED | Rep | Dealing in securities | 2008-08-04 | 2019-06-06 |
| 11 | CBH Asia Limited | Rep | Advising on securities | 2019-06-20 | |
| 12 | CBH Asia Limited | Rep | Asset management | 2019-06-20 | |
| 13 | CBH Asia Limited | Rep | Dealing in securities | 2019-06-20 |
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