Chan, Yim Ming 陳炎明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA SYSTEM SECURITIES LIMITED | RO | Dealing in securities | 2005-11-02 | 2010-07-01 |
| 2 | ENLIGHTEN FUTURES LIMITED | RO | Advising on futures contracts | 2003-07-23 | RO | Asset management | 2003-07-23 | RO | Dealing in futures contracts | 2003-07-23 |
| 3 | ENLIGHTEN SECURITIES LIMITED | RO | Advising on corporate finance | 2003-07-23 | RO | Advising on securities | 2003-07-23 | RO | Asset management | 2003-07-23 | RO | Dealing in securities | 2003-07-23 |
| 4 | PICO ZEMAN SECURITIES (HK) LIMITED | RO | Dealing in securities | 2010-07-12 | 2018-06-30 |
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