Li, Andy Chi On 李志安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BERICH BROKERAGE LIMITED | Rep | Advising on corporate finance | 2003-11-07 | Rep | Advising on securities | 2003-11-07 | Rep | Asset management | 2003-11-07 | Rep | Dealing in securities | 2003-11-07 | RO | Dealing in securities | 2003-11-07 | 2010-07-01 |
| 2 | BERICH FUTURES (H.K.) COMPANY LIMITED | RO | Dealing in futures contracts | 2010-07-01 | |
| 3 | CORNERSTONE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-03-27 | 2022-06-28 |
| 4 | CORNERSTONE SECURITIES LIMITED | RO | Dealing in securities | 2016-06-13 | 2022-06-28 | Rep | Advising on securities | 2018-05-08 | 2021-03-08 | RO | Advising on securities | 2021-03-08 | 2022-06-28 |
| 5 | PICO ZEMAN SECURITIES (HK) LIMITED | RO | Dealing in securities | 2010-07-12 | 2015-12-12 |
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