Lau, Gordon Ka Ho 劉家豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FDB Asset Management Limited | RO | Advising on securities | 2024-08-19 | 2025-03-04 | RO | Asset management | 2024-08-19 | 2025-03-04 | Rep | Advising on securities | 2025-03-04 | Rep | Asset management | 2025-03-04 |
| 2 | GT CAPITAL LIMITED | Rep | Dealing in securities | 2010-06-15 | 2010-10-20 |
| 3 | PICO ZEMAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-11-01 | 2018-04-20 | Rep | Advising on securities | 2016-10-12 | 2018-04-20 | Rep | Asset management | 2016-10-12 | 2018-04-20 | RO | Advising on securities | 2018-04-20 | 2019-03-12 | RO | Asset management | 2018-04-20 | 2019-03-12 | RO | Dealing in securities | 2018-04-20 | 2019-03-12 |
| 4 | Victory Asset Management Limited | RO | Advising on securities | 2020-12-31 | 2022-10-04 | RO | Asset management | 2020-12-31 | 2022-10-04 |
| 5 | Victory Securities (Global) Limited | RO | Dealing in securities | 2021-09-24 | 2022-10-04 |
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