Wong, Kim Ming 黃劍明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | RO | Advising on securities | 2020-10-09 | 2021-11-25 | RO | Asset management | 2020-10-09 | 2021-11-25 |
| 2 | BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2018-11-09 | 2020-09-28 | RO | Asset management | 2018-11-09 | 2020-09-28 | RO | Dealing in futures contracts | 2018-11-09 | 2020-09-28 | RO | Dealing in securities | 2018-11-09 | 2020-09-28 |
| 3 | Bluemount Asset Management Limited | RO | Asset management | 2016-11-22 | 2017-07-31 |
| 4 | Bluemount Securities Limited | RO | Advising on securities | 2016-11-30 | 2017-07-31 | RO | Dealing in securities | 2016-11-30 | 2017-07-31 |
| 5 | CENTRAL WEALTH FUTURES LIMITED | RO | Advising on futures contracts | 2016-02-25 | 2016-09-30 | RO | Dealing in futures contracts | 2016-02-25 | 2016-09-30 |
| 6 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | RO | Advising on securities | 2015-06-11 | 2016-09-30 | RO | Dealing in securities | 2015-06-11 | 2016-09-30 |
| 7 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2003-08-08 | 2008-07-10 |
| 8 | CHIEF SECURITIES LIMITED | Rep | Automated trading services | 2003-07-21 | Rep | Advising on corporate finance | 2003-08-06 | Rep | Advising on securities | 2003-08-06 | Rep | Asset management | 2003-08-06 | Rep | Dealing in securities | 2008-07-10 |
| 9 | Demeter Capital Limited (HK) | RO | Advising on securities | 2023-05-09 | 2023-11-07 | RO | Asset management | 2023-05-09 | 2023-11-07 |
| 10 | Dragon Legend Capital Limited | RO | Advising on securities | 2022-04-20 | 2023-03-10 | RO | Asset management | 2022-04-20 | 2023-03-10 | RO | Dealing in securities | 2022-04-20 | 2023-03-10 |
| 11 | EXCELLENT TIDE SECURITIES LIMITED | RO | Dealing in securities | 2020-10-09 | 2021-11-25 |
| 12 | HANTEC FUTURES LIMITED | RO | Dealing in futures contracts | 2008-12-19 | 2011-05-03 |
| 13 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2008-09-29 | 2011-05-03 |
| 14 | Major Asset Management Limited | RO | Advising on securities | 2018-08-29 | 2018-10-31 | RO | Asset management | 2018-08-29 | 2018-10-31 | RO | Dealing in securities | 2018-08-29 | 2018-10-31 |
| 15 | PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED | RO | Advising on futures contracts | 2012-11-09 | 2015-01-02 | RO | Advising on securities | 2012-11-09 | 2015-01-02 |
| 16 | Petrus Asset Management Limited | RO | Advising on securities | 2023-12-20 | RO | Asset management | 2023-12-20 |
| 17 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2011-06-21 | 2011-08-05 | Rep | Dealing in securities | 2011-06-21 | 2011-08-05 | RO | Advising on securities | 2011-08-05 | 2011-09-16 | RO | Dealing in securities | 2011-08-05 | 2011-09-16 |
| 18 | South China Futures Investment Limited | RO | Dealing in futures contracts | 2020-10-09 | 2021-11-25 |
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