Chak, Samuel Ka Fai 翟家輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Asset Management Limited | RO | Dealing in securities | 2008-10-15 | 2011-01-04 | Rep | Asset management | 2009-05-12 | 2011-01-04 |
| 2 | CLC FUTURES LIMITED | RO | Advising on futures contracts | 2014-10-29 | 2017-06-27 | RO | Dealing in futures contracts | 2014-10-29 | 2017-06-27 |
| 3 | CLC SECURITIES LIMITED | RO | Advising on securities | 2014-05-16 | 2017-06-27 | RO | Dealing in securities | 2014-05-16 | 2017-06-27 |
| 4 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-05-03 | 2008-01-15 | RO | Dealing in futures contracts | 2008-01-15 | 2011-01-04 |
| 5 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-03 | 2010-02-08 | RO | Dealing in securities | 2010-02-08 | 2011-01-04 |
| 6 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-02-11 | 2011-02-24 | Rep | Dealing in securities | 2011-02-11 | 2011-02-24 | Rep | Asset management | 2011-02-11 | 2011-09-01 | RO | Dealing in futures contracts | 2011-02-24 | 2011-09-01 | RO | Dealing in securities | 2011-02-24 | 2011-09-01 |
| 7 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2006-01-12 | 2006-02-14 |
| 8 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | RO | Advising on futures contracts | 2012-03-30 | 2012-07-24 | RO | Dealing in futures contracts | 2012-03-30 | 2012-07-24 |
| 9 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2011-09-08 | 2011-09-28 | RO | Dealing in securities | 2011-09-28 | 2012-07-24 |
| 10 | Seazen Resources Asset Management Limited | RO | Advising on securities | 2017-08-30 | 2019-11-15 | RO | Dealing in securities | 2017-08-30 | 2019-11-15 |
| 11 | Seazen Resources Futures Limited | RO | Dealing in futures contracts | 2017-08-30 | 2019-11-15 |
| 12 | Seazen Resources Securities Limited | RO | Dealing in securities | 2017-08-30 | 2019-11-15 |
| 13 | Soochow Securities International Brokerage Limited | RO | Advising on securities | 2012-08-20 | 2014-03-07 | RO | Dealing in securities | 2012-08-20 | 2014-03-07 |
| 14 | Soochow Securities International Futures Limited | RO | Advising on futures contracts | 2012-08-27 | 2014-03-07 | RO | Dealing in futures contracts | 2012-08-27 | 2014-03-07 |
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