Fong, Ka Kiu 方家翹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLC FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-12-18 | 2016-11-01 | RO | Advising on futures contracts | 2016-11-01 | 2017-11-30 | RO | Dealing in futures contracts | 2016-11-01 | 2017-11-30 |
| 2 | CLC SECURITIES LIMITED | Rep | Dealing in securities | 2014-07-09 | 2016-11-01 | RO | Advising on securities | 2016-11-01 | 2017-11-30 | RO | Dealing in securities | 2016-11-01 | 2017-11-30 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-07-13 | 2011-08-13 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-07-13 | 2011-08-13 |
| 5 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2011-08-24 | 2012-10-31 |
| 6 | Seazen Resources Futures Limited | Rep | Dealing in futures contracts | 2017-12-22 | 2018-02-28 | RO | Dealing in futures contracts | 2018-02-28 | 2020-05-08 |
| 7 | Seazen Resources Securities Limited | Rep | Dealing in securities | 2017-12-22 | 2018-02-28 | RO | Dealing in securities | 2018-02-28 | 2020-05-08 |
| 8 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2012-11-15 | 2014-06-19 |
| 9 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2012-11-15 | 2014-06-19 |
| 10 | UP WAY SECURITIES LIMITED | RO | Advising on securities | 2021-01-18 | 2022-10-31 | RO | Dealing in securities | 2021-01-18 | 2022-10-31 |
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