Lee, Yin Ling (SFC:ABP971) 李燕玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GET NICE SECURITIES LIMITED | Rep | Advising on securities | 2004-03-23 | 2004-05-18 | Rep | Dealing in securities | 2004-03-23 | 2004-05-18 |
| 2 | OCBC SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-02-10 | Rep | Advising on securities | 2004-02-10 | Rep | Asset management | 2004-02-10 | Rep | Automated trading services | 2004-02-10 | Rep | Dealing in securities | 2004-02-10 |
| 3 | PRIME SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2004-06-03 |
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