Shum, Marceline Yan Yee 岑人兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Promising Securities Company | Rep | Advising on corporate finance | 2003-12-24 | |
| 2 | Promising Securities Company | Rep | Advising on securities | 2003-12-24 | |
| 3 | Promising Securities Company | Rep | Asset management | 2003-12-24 | |
| 4 | Promising Securities Company | Rep | Dealing in securities | 2004-01-02 | |
| 5 | PROMISING SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-01-02 | 2017-02-10 |
| 6 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2017-03-10 | 2023-02-27 |
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