Cheung, Kat Cheung 張吉祥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-07-20 | 2008-06-01 | Rep | Dealing in securities | 2007-07-20 | 2008-06-01 |
2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2024-09-04 | Rep | Dealing in futures contracts | 2024-09-04 | Rep | Dealing in securities | 2024-09-04 |
3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-03-13 | 2024-04-05 | Rep | Dealing in securities | 2015-03-13 | 2024-04-05 |
4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2015-03-13 | 2024-04-05 |
5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2014-05-28 | 2015-02-02 |
6 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2014-05-28 | 2015-02-02 |
7 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-05-28 | 2015-02-02 |
8 | Rabo Brokerage HK Limited | Rep | Dealing in securities | 2008-06-17 | 2013-08-31 |
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