Lee, Abraham Shuen Chung 李尚聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2015-04-10 | 2017-02-28 |
2 | Planetree Securities Limited | Rep | Dealing in securities | 2015-02-27 | 2015-03-27 |
3 | Rabo Brokerage HK Limited | Rep | Dealing in securities | 2007-09-12 | 2013-08-31 |
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