Tsoi, Chi Ming 蔡智明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2013-05-21 | Rep | Dealing in securities | 2013-05-21 |
| 2 | Rabo Brokerage HK Limited | Rep | Dealing in securities | 2010-09-17 | 2013-04-26 |
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