Laine, Frederic Prudent Charles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in securities | 2006-06-14 | 2006-06-19 |
| 2 | SG Asset Finance (Hong Kong) Limited | RO | Dealing in securities | 2006-06-19 | 2008-01-31 |
| 3 | RBC Capital Markets (Hong Kong) Limited | RO | Advising on securities | 2011-09-15 | 2012-11-01 |
| 4 | RBC Capital Markets (Hong Kong) Limited | RO | Dealing in securities | 2011-09-15 | 2012-11-01 |
| 5 | RBC Capital Markets (Hong Kong) Limited | RO | Advising on corporate finance | 2011-11-09 | 2012-11-01 |
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