Watson, James Robert (SFC:ADB915)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Advising on securities | 2018-03-19 | Rep | Dealing in securities | 2018-03-19 |
| 2 | Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | 2004-11-18 | Rep | Asset management | 2004-11-18 | Rep | Dealing in futures contracts | 2004-11-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-18 | Rep | Advising on securities | 2004-11-18 | Rep | Asset management | 2004-11-18 | Rep | Dealing in securities | 2007-05-12 | Rep | Dealing in futures contracts | 2004-11-29 | 2007-05-12 |
| 4 | RBC Capital Markets (Hong Kong) Limited | Rep | Dealing in securities | 2011-06-24 | 2012-11-01 |
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