Davies, Simon Huw
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED | RO | Advising on securities | 2005-11-15 | RO | Asset management | 2005-11-15 |
| 2 | RICHMOND ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2005-12-13 | 2007-04-18 | Rep | Asset management | 2005-12-13 | 2007-04-18 | RO | Advising on securities | 2007-04-18 | 2013-11-25 | RO | Asset management | 2007-04-18 | 2013-11-25 |
| 3 | St. James's Place (Hong Kong) Limited | Rep | Advising on securities | 2015-10-15 | 2016-11-26 | Rep | Dealing in securities | 2015-10-15 | 2016-11-26 |
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