Dialdas, Nitin (SFC:AEU196)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2004-11-25 | 2009-05-06 | RO | Advising on securities | 2009-05-06 | 2010-07-27 |
| 2 | Redbridge Capital Management Limited | RO | Asset management | 2014-07-25 | 2023-05-31 | RO | Advising on securities | 2015-06-19 | 2023-05-31 |
| 3 | RICHMOND ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on corporate finance | 2004-02-02 | Rep | Advising on securities | 2004-10-11 | Rep | Asset management | 2004-10-11 | Rep | Advising on securities | 2010-08-18 | 2010-09-21 | Rep | Asset management | 2010-08-18 | 2011-10-21 | RO | Advising on securities | 2010-09-21 | 2014-04-17 | RO | Asset management | 2011-10-21 | 2014-04-17 |
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