Dan, Pauline Kai Yin 但啟賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Mackenzie Investments Asia Limited | Rep | Advising on futures contracts | 2003-12-02 | RO | Advising on securities | 2004-10-21 | RO | Asset management | 2004-10-21 | RO | Advising on futures contracts | 2003-12-02 | 2004-10-21 |
| 2 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2004-10-25 | 2008-03-18 | Rep | Advising on securities | 2004-10-25 | 2008-03-18 | Rep | Asset management | 2004-10-25 | 2008-03-18 |
| 3 | Pictet Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-08-01 | 2012-11-07 | Rep | Asset management | 2012-08-01 | 2012-11-07 | RO | Advising on securities | 2012-11-07 | 2017-03-01 | RO | Asset management | 2012-11-07 | 2017-03-01 |
| 4 | Samsung Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2008-05-28 | 2008-06-24 | Rep | Asset management | 2008-05-28 | 2008-06-24 | RO | Advising on securities | 2008-06-24 | 2012-07-31 | RO | Asset management | 2008-06-24 | 2012-07-31 |
| 5 | WK FUND MANAGEMENT LIMITED | RO | Advising on securities | 2019-03-22 | RO | Asset management | 2019-03-22 |
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