Chan, Lap Kwan (SFC:AGK699) 陳立群
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPE ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2005-07-11 | 2008-04-25 | Rep | Advising on securities | 2005-07-11 | 2008-04-25 | Rep | Asset management | 2005-07-11 | 2008-04-25 | Rep | Advising on futures contracts | 2007-01-12 | 2008-04-25 |
| 2 | CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2008-04-25 | Rep | Advising on securities | 2008-04-25 | Rep | Asset management | 2008-04-25 | Rep | Dealing in securities | 2008-04-25 | Rep | Advising on futures contracts | 2007-01-12 | 2008-04-25 | Rep | Dealing in futures contracts | 2007-01-12 | 2008-04-25 |
| 3 | Samsung Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2008-07-29 | 2014-09-10 | Rep | Asset management | 2008-07-29 | 2014-09-10 |
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