Chow, Stephen Benny Ting Fai 周珽輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIA Investment Management HK Limited | Rep | Asset management | 2019-04-15 | 2020-09-30 | Rep | Advising on securities | 2020-07-17 | 2020-09-30 |
| 2 | AllianceBernstein Hong Kong Limited | Rep | Advising on futures contracts | 2008-05-05 | 2009-08-14 | Rep | Advising on securities | 2008-05-05 | 2009-08-14 | Rep | Asset management | 2008-05-05 | 2009-08-14 | Rep | Dealing in futures contracts | 2008-05-05 | 2009-08-14 | Rep | Dealing in securities | 2008-05-05 | 2009-08-14 |
| 3 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Advising on securities | 2023-05-08 | Rep | Asset management | 2023-05-08 |
| 4 | CI Global Investments Asia Limited | Rep | Advising on securities | 2020-12-01 | 2022-04-13 | Rep | Dealing in securities | 2021-01-04 | 2022-04-13 |
| 5 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-03-17 | 2007-05-07 |
| 6 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2010-08-16 | 2011-06-18 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-08-19 | 2010-07-17 |
| 8 | Samsung Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-07-12 | 2018-09-07 | Rep | Asset management | 2011-07-12 | 2018-09-07 |
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