Leung, Wai Lok 梁偉諾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-07-25 | 2022-09-28 | Rep | Asset management | 2018-07-25 | 2022-09-28 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2018-08-01 | 2022-09-28 |
| 3 | EIP Alpha Limited | RO | Advising on futures contracts | 2017-02-13 | 2018-07-10 | RO | Advising on securities | 2017-02-13 | 2018-07-10 | RO | Asset management | 2017-02-13 | 2018-07-10 |
| 4 | ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Advising on futures contracts | 2016-03-07 | 2016-08-22 | Rep | Advising on securities | 2016-03-07 | 2016-08-22 | Rep | Asset management | 2016-03-07 | 2016-08-22 | RO | Advising on corporate finance | 2016-08-22 | 2018-07-19 | RO | Advising on futures contracts | 2016-08-22 | 2018-07-19 | RO | Advising on securities | 2016-08-22 | 2018-07-19 | RO | Asset management | 2016-08-22 | 2018-07-19 |
| 5 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2015-07-13 | 2016-02-29 | Rep | Asset management | 2015-07-13 | 2016-02-29 |
| 6 | MIZUHO SECURITIES ASIA LIMITED | Rep | Asset management | 2007-11-27 | 2010-03-18 | Rep | Dealing in securities | 2008-01-09 | 2010-03-18 |
| 7 | Samsung Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2010-10-05 | 2015-06-28 | Rep | Asset management | 2010-10-05 | 2015-06-28 |
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