Tam, Tsz Wa 譚紫華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CC Finance Limited | Rep | Advising on securities | 2008-04-22 | 2008-06-23 | Rep | Dealing in securities | 2008-04-22 | 2008-06-23 | Rep | Advising on corporate finance | 2008-05-21 | 2008-06-23 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2014-06-06 | 2018-02-15 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2018-04-09 | 2021-01-20 |
| 4 | Samsung Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2008-08-05 | 2014-01-10 | Rep | Asset management | 2008-09-12 | 2014-01-10 |
| 5 | Sun Life Asset Management (HK) Limited | Rep | Advising on securities | 2022-11-01 | Rep | Asset management | 2022-11-01 |
| 6 | Vision Capital Investment Management Limited | Rep | Asset management | 2005-06-09 | 2008-04-15 | Rep | Dealing in securities | 2005-06-09 | 2008-04-15 | Rep | Advising on securities | 2008-01-25 | 2008-04-15 |
| 7 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2005-02-24 | 2005-05-25 | Rep | Advising on securities | 2005-02-24 | 2005-05-25 | Rep | Dealing in securities | 2005-02-24 | 2005-05-25 |
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