Tam, Tsz Wa 譚紫華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CC Finance Limited | Rep | Advising on securities | 2008-04-22 | 2008-06-23 | Rep | Dealing in securities | 2008-04-22 | 2008-06-23 | Rep | Advising on corporate finance | 2008-05-21 | 2008-06-23 |
2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2014-06-06 | 2018-02-15 |
3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2018-04-09 | 2021-01-20 |
4 | Samsung Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2008-08-05 | 2014-01-10 | Rep | Asset management | 2008-09-12 | 2014-01-10 |
5 | Sun Life Asset Management (HK) Limited | Rep | Advising on securities | 2022-11-01 | Rep | Asset management | 2022-11-01 |
6 | Vision Capital Investment Management Limited | Rep | Asset management | 2005-06-09 | 2008-04-15 | Rep | Dealing in securities | 2005-06-09 | 2008-04-15 | Rep | Advising on securities | 2008-01-25 | 2008-04-15 |
7 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2005-02-24 | 2005-05-25 | Rep | Advising on securities | 2005-02-24 | 2005-05-25 | Rep | Dealing in securities | 2005-02-24 | 2005-05-25 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy