Kwok Chan, Serena Yuen Kwan 郭陳宛筠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED | RO | Advising on securities | 2003-06-30 | RO | Asset management | 2003-06-30 |
| 2 | Pictet Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2005-03-15 | 2007-05-21 | Rep | Asset management | 2007-05-02 | 2007-05-21 |
| 3 | SEI INVESTMENTS (ASIA) LIMITED | Rep | Advising on securities | 2007-07-03 | 2013-06-21 | Rep | Asset management | 2007-07-03 | 2013-06-21 | RO | Advising on securities | 2013-06-21 | 2017-05-01 | RO | Asset management | 2013-06-21 | 2017-05-01 |
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