Cheng, Jimmy Min Tat 鄭勉達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | InnoFusion Capital Management Limited | RO | Asset management | 2007-08-16 | 2007-10-31 |
| 2 | Sigma Capital Management Limited | RO | Asset management | 2008-03-12 | 2022-01-15 | RO | Dealing in securities | 2012-06-27 | 2022-01-15 | RO | Advising on securities | 2018-10-15 | 2022-01-15 |
| 3 | UBS DERIVATIVES HONG KONG LIMITED | RO | Advising on futures contracts | 2005-02-07 | RO | Asset management | 2005-02-07 | RO | Dealing in futures contracts | 2007-04-28 |
| 4 | UBS SECURITIES ASIA LIMITED | RO | Advising on corporate finance | 2005-02-04 | RO | Advising on futures contracts | 2005-02-04 | RO | Asset management | 2005-02-04 | RO | Advising on securities | 2005-02-07 | RO | Dealing in futures contracts | 2005-05-20 | RO | Dealing in securities | 2005-05-20 | Rep | Dealing in futures contracts | 2005-05-20 | 2007-04-28 | Rep | Dealing in securities | 2005-05-20 | 2007-04-28 |
| 5 | UBS SECURITIES HONG KONG LIMITED | RO | Advising on corporate finance | 2005-02-07 | RO | Advising on securities | 2005-02-07 | RO | Asset management | 2005-02-07 | RO | Dealing in securities | 2007-04-28 |
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