Cheng, Jimmy Min Tat 鄭勉達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2005-05-20 | 2007-04-28 |
2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2005-05-20 | 2007-04-28 |
3 | UBS SECURITIES ASIA LIMITED | RO | Advising on corporate finance | 2005-02-04 | |
4 | UBS SECURITIES HONG KONG LIMITED | RO | Advising on corporate finance | 2005-02-07 | |
5 | UBS DERIVATIVES HONG KONG LIMITED | RO | Advising on futures contracts | 2005-02-07 | |
6 | UBS SECURITIES ASIA LIMITED | RO | Advising on futures contracts | 2005-02-04 | |
7 | UBS SECURITIES ASIA LIMITED | RO | Advising on securities | 2005-02-07 | |
8 | UBS SECURITIES HONG KONG LIMITED | RO | Advising on securities | 2005-02-07 | |
9 | Sigma Capital Management Limited | RO | Advising on securities | 2018-10-15 | 2022-01-15 |
10 | UBS DERIVATIVES HONG KONG LIMITED | RO | Asset management | 2005-02-07 | |
11 | UBS SECURITIES ASIA LIMITED | RO | Asset management | 2005-02-04 | |
12 | UBS SECURITIES HONG KONG LIMITED | RO | Asset management | 2005-02-07 | |
13 | InnoFusion Capital Management Limited | RO | Asset management | 2007-08-16 | 2007-10-31 |
14 | Sigma Capital Management Limited | RO | Asset management | 2008-03-12 | 2022-01-15 |
15 | UBS DERIVATIVES HONG KONG LIMITED | RO | Dealing in futures contracts | 2007-04-28 | |
16 | UBS SECURITIES ASIA LIMITED | RO | Dealing in futures contracts | 2005-05-20 | |
17 | UBS SECURITIES ASIA LIMITED | RO | Dealing in securities | 2005-05-20 | |
18 | UBS SECURITIES HONG KONG LIMITED | RO | Dealing in securities | 2007-04-28 | |
19 | Sigma Capital Management Limited | RO | Dealing in securities | 2012-06-27 | 2022-01-15 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy