Cheng, Jimmy Min Tat 鄭勉達

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 UBS SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2005-05-20 2007-04-28
2 UBS SECURITIES ASIA LIMITED Rep Dealing in securities 2005-05-20 2007-04-28
3 UBS SECURITIES ASIA LIMITED RO Advising on corporate finance 2005-02-04
4 UBS SECURITIES HONG KONG LIMITED RO Advising on corporate finance 2005-02-07
5 UBS DERIVATIVES HONG KONG LIMITED RO Advising on futures contracts 2005-02-07
6 UBS SECURITIES ASIA LIMITED RO Advising on futures contracts 2005-02-04
7 UBS SECURITIES ASIA LIMITED RO Advising on securities 2005-02-07
8 UBS SECURITIES HONG KONG LIMITED RO Advising on securities 2005-02-07
9 Sigma Capital Management Limited RO Advising on securities 2018-10-15 2022-01-15
10 UBS DERIVATIVES HONG KONG LIMITED RO Asset management 2005-02-07
11 UBS SECURITIES ASIA LIMITED RO Asset management 2005-02-04
12 UBS SECURITIES HONG KONG LIMITED RO Asset management 2005-02-07
13 InnoFusion Capital Management Limited RO Asset management 2007-08-16 2007-10-31
14 Sigma Capital Management Limited RO Asset management 2008-03-12 2022-01-15
15 UBS DERIVATIVES HONG KONG LIMITED RO Dealing in futures contracts 2007-04-28
16 UBS SECURITIES ASIA LIMITED RO Dealing in futures contracts 2005-05-20
17 UBS SECURITIES ASIA LIMITED RO Dealing in securities 2005-05-20
18 UBS SECURITIES HONG KONG LIMITED RO Dealing in securities 2007-04-28
19 Sigma Capital Management Limited RO Dealing in securities 2012-06-27 2022-01-15

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