Hsu, Karen Chia Lin 徐嘉琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Sigma Capital Management Limited | RO | Asset management | 2011-03-11 | 2021-10-23 | RO | Dealing in securities | 2012-06-27 | 2021-10-23 | RO | Advising on securities | 2018-10-15 | 2021-10-23 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-02-23 | Rep | Advising on futures contracts | 2004-02-23 | Rep | Advising on securities | 2004-02-23 | Rep | Asset management | 2004-02-23 | Rep | Dealing in futures contracts | 2004-02-23 | Rep | Dealing in securities | 2004-02-23 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2004-02-23 | Rep | Advising on securities | 2004-02-23 | Rep | Asset management | 2004-02-23 | Rep | Dealing in securities | 2004-02-23 |
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