Lee, David (SFC:AHX965) 李家偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Antai Securities Limited | RO | Advising on securities | 2021-04-21 | 2022-06-24 | RO | Asset management | 2021-04-21 | 2022-06-24 |
| 2 | BCCF SECURITIES CO., LIMITED | Rep | Advising on securities | 2017-02-21 | 2017-03-13 | Rep | Asset management | 2017-02-21 | 2017-03-13 | RO | Advising on securities | 2017-03-13 | 2018-09-30 | RO | Asset management | 2017-03-13 | 2018-09-30 |
| 3 | CENTRAL WEALTH ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-11-13 | 2021-03-16 | RO | Asset management | 2018-11-13 | 2021-03-16 |
| 4 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Dealing in securities | 2019-05-23 | 2021-03-16 |
| 5 | Gulf Line Capital Advisors Limited | RO | Advising on securities | 2015-08-27 | 2016-06-30 | RO | Asset management | 2015-08-27 | 2016-06-30 |
| 6 | Matrix Asset Management Limited | RO | Advising on securities | 2014-06-05 | 2015-07-31 | RO | Asset management | 2014-06-05 | 2015-07-31 |
| 7 | Ming Yang Capital Limited | RO | Advising on securities | 2022-07-25 | 2024-02-28 | RO | Asset management | 2022-07-25 | 2024-02-28 |
| 8 | SIIC ASSET MANAGEMENT COMPANY LIMITED | RO | Asset management | 2008-09-29 | 2013-05-13 |
| 9 | TOPAZ CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2016-07-27 | 2017-01-31 |
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