Yau, Henry Sung Chuen 邱崧泉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Capital International (Hong Kong) Co., Limited | Rep | Asset management | 2014-07-25 | 2014-09-19 | RO | Asset management | 2014-09-19 | 2021-12-06 | Rep | Advising on securities | 2014-12-03 | 2017-01-20 | Rep | Dealing in securities | 2014-12-03 | 2017-01-20 | Rep | Advising on futures contracts | 2014-12-03 | 2021-12-06 | Rep | Dealing in futures contracts | 2014-12-03 | 2021-12-06 | RO | Advising on securities | 2017-01-20 | 2021-12-06 | RO | Dealing in securities | 2017-01-20 | 2021-12-06 |
| 2 | Glacier Asset Management Limited | RO | Advising on securities | 2024-04-12 | RO | Asset management | 2024-04-12 |
| 3 | Po Tai Securities (Hong Kong) Limited | RO | Advising on securities | 2022-07-15 | 2022-08-03 | RO | Dealing in securities | 2022-07-15 | 2022-08-03 |
| 4 | SIIC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2008-08-26 | 2013-08-15 | RO | Asset management | 2013-08-15 | 2014-07-07 |
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