Sun, Yufeng (SFC:ALG408) 孫于峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2007-11-13 | 2007-12-10 | Rep | Asset management | 2007-11-13 | 2007-12-10 | RO | Advising on securities | 2007-12-10 | 2008-06-30 | RO | Asset management | 2007-12-10 | 2008-06-30 |
| 2 | CMS CAPITAL (HK) CO., LIMITED | Rep | Advising on securities | 2008-04-28 | 2008-06-30 | RO | Asset management | 2008-04-28 | 2008-06-30 |
| 3 | EAST PURPLE CAPITAL COMPANY LIMITED | RO | Advising on securities | 2017-06-26 | 2019-03-31 | RO | Asset management | 2017-06-26 | 2019-03-31 |
| 4 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2004-10-15 | 2005-09-15 | Rep | Asset management | 2004-10-15 | 2005-09-15 | RO | Advising on securities | 2005-09-15 | 2006-04-15 | RO | Asset management | 2005-09-15 | 2007-09-30 | RO | Advising on securities | 2007-01-22 | 2007-09-30 | Rep | Advising on securities | 2008-07-16 | 2008-09-22 | Rep | Asset management | 2008-07-16 | 2008-09-22 | RO | Advising on securities | 2008-09-22 | 2016-07-02 | RO | Asset management | 2008-09-22 | 2016-07-02 | Rep | Dealing in securities | 2011-10-24 | 2011-12-08 | RO | Dealing in securities | 2011-12-08 | 2016-07-02 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2019-06-24 | 2021-08-04 | Rep | Asset management | 2019-06-24 | 2021-08-04 | Rep | Dealing in futures contracts | 2019-07-29 | 2021-08-04 | Rep | Dealing in securities | 2019-07-29 | 2021-08-04 |
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