Kao, Shao-chun 高少鈞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2008-04-29 | 2012-05-01 | Rep | Asset management | 2008-04-29 | 2012-05-01 |
| 2 | SINOPAC SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2018-06-14 | Rep | Dealing in futures contracts | 2018-06-14 | 2021-12-17 | Rep | Asset management | 2019-06-26 | 2021-12-17 | Rep | Advising on futures contracts | 2021-12-15 | 2021-12-17 | Rep | Advising on securities | 2021-12-15 | 2021-12-17 | RO | Advising on futures contracts | 2021-12-17 | RO | Advising on securities | 2021-12-17 | RO | Asset management | 2021-12-17 | RO | Dealing in futures contracts | 2021-12-17 |
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