George, Nicholas James (SFC:AUW532)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2016-02-01 | 2017-01-17 | Rep | Dealing in securities | 2016-02-01 | 2017-01-17 | RO | Dealing in futures contracts | 2017-01-17 | 2020-03-08 | RO | Dealing in securities | 2017-01-17 | 2020-03-08 |
| 2 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-03-11 | 2015-10-13 | Rep | Dealing in securities | 2010-03-11 | 2015-10-13 |
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